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Corporate and Financial Weekly Digest - Volume II, Issue 1

Newsletter | January 5, 2007

In this issue of CFWD we discuss:

- SEC Amends Executive and Director Compensation
  Disclosure Rules
- Proposed Rule Change Regarding Proposed Combination
  Between NYSE Group, Inc. and Euronext N.V.
- Application of Trading Activity Fee to Certain NASD
  Members
- Change Relating to the Time a Marketable Order is
  Exposed on the Box Book
- FDIC Releases Guidance Related to Bank Security Breaches
- UK Implementation of the Markets in Financial Instruments
  Directive (MiFID)
- “Culpable Participation” Is Not Required to State
  “Controlling Person” Claim
- Scienter Pleading Requirement Under PSLRA Satisfied As
  to Two Defendants
- CFTC Lacks Jurisdiction to Review Firm’s “Disciplined”
  Status

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