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Corporate and Financial Weekly Digest - Volume I, Issue 7

Newsletter | February 17, 2006

In this issue of CFWD we discuss:

- SEC Extends Deadline for Companies to Join Interactive Data Test Group
- Nasdaq Announces Creation of New Market Tier
- FDIC Issues Guidance on Fraudulent Activity Related to Recent Hurricanes
- FDIC Changes Delivery Method of Financial Institution Letters
- NASD Amends Anti-Money Laundering Rule and Issues Interpretations
- NYSE Amends Disciplinary Action Rules
- SEC Appoints Tax Administrator for Settlement Funds
- Nasdaq sets Parameters for Order Rejection
- Failure to Include Basic Details of Transactions Involved Requires Dismissal
- Financial Crimes Enforcement Network and CFTC Provide Guidance Regarding Customer Identification Programs for Futures Commission Merchants
- NFA Petitions CFTC to Amend CFTC Regulation 4.7 to Modify Annual Reporting and Notice of Exemption Requirements Currently Imposed upon Commodity Pool Operators
- NFA Petitions CFTC to Amend CFTC Regulations 4.7, 4.13 and 4.22 to Modify Reporting Requirements Currently Imposed upon Commodity Pool Operators

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