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Corporate and Financial Weekly Digest - Volume I, Issue 41

Newsletter | October 27, 2006

In this issue of CFWD we discuss:

- NYSE Adopts Recommendation to Eliminate Broker Voting in 2008
- FDIC Announces Final Rule Related to One-Time Assessment
- NASD Extends Date to Complete Firm-Element Continuing
  Education to Qualify to Engage in a Security Futures Business
- NASD Proposes Change to Enhance Brut Directed Cross Order
- ISE, NYSE Arca Propose Penny Pilot Program in Options Trading
- HMRC Consults on Investment Manager Exemption
- Seventh Circuit Denies Petition to Review S.E.C. Cease-and-Desist
  Order Against CFO
- Equitable Estoppel and Waiver Survive as Defenses in SEC Suit

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