Skip to Main Content

Corporate and Financial Weekly Digest - Volume II, Issue 42

Newsletter | November 9, 2007

In this issue of CFWD we discuss:

  • SEC to Act on Three of Six Small Business Initiatives;
    Other Corp. Fin. Proposals
  • Amendments to CBOE Complex Order Rule
    NYSE Rescinds Rule 80A
  • Federal Agencies to Require Identity Theft Prevention
  • Policy Statement Issued on Conduct of Business and
    Postponement of Telephone Recording
  • FSA Focuses on Hedge Fund Managers and Market Abuse
  • FSA Arrests Two in Boiler Room Criminal Investigation
  • CEBS Gives in to Market Pressure on Large Exposures Regime
  • UK Opposes Single European Regulator Proposal
  • Deletion of Computer Files Results in Entry of
    $80,000,000 Judgment
  • Securities Claims of Shareholder in Privately Held Company
Katten Websites   Careers  |  Alumni  |  Mobile Site
Contact Us   Offices  |  Media Center  |  People  |  Email
Legal Notices   Disclaimer  |  Privacy Notice  |  Cookie Notice  |  United Kingdom Notices  | Accessibility 
Attorney Advertisting. © 2019 Katten Muchin Rosenman LLP