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The Gathering Storm: Equity Compensation and 10b5-1 Plans Under Attack

Webinar | January 15, 2013

Litigation challenging equity compensation exploded in 2012 and shows no signs of slowing, with a storm of lawsuits targeting Rule 10b5-1 trading plans threatening to strike for 2013 as well. Securities litigation partners Bruce Vanyo and Michael Diver joined Brooks Stough and Sharon Hendricks of Gunderson Dettmer for a webinar discussion of specific ways companies can avoid, or implement effective responses to, these lawsuits. Moderated by securities litigation associate Christina Costley, the program covered topics including issues raised by the use of 10b5-1 plans and best practices to promote compliance, recent developments in executive compensation-related litigation, and strategies for effectively addressing these issues with regulators to help stop this new wave of lawsuits before it gains momentum.

To view a PDF of the presentation materials, click here.

To listen to audio from the webinar, click here.

To view the presentation evaluation form, click here.

Katten Muchin Rosenman LLP has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the State of New York for the period January 1, 2011, through December 31, 2013. Newly admitted attorneys will only receive credit if they participate in the live classroom; experienced attorneys are approved to participate by webinar. Attendees will receive 1 CLE credit in Professional Practice.

Katten Muchin Rosenman LLP is an accredited provider of MCLE in Illinois. This program has been approved by the Illinois MCLE Board for 1 hour of General Credit.

Katten Muchin Rosenman LLP is a State Bar of California approved provider of MCLE. This course has been approved for 1 General MCLE credit.

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