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Richard Marshall Quoted in Pensions & Investments Article on the SEC's Continued Focus on Investment Advisors and Private Funds

Firm News | August 22, 2016

Financial Services partner Richard Marshall was quoted by Pensions & Investments regarding the Securities and Exchange Commission's request for more staff and resources in order to continue focusing enforcement actions on investment advisers and private funds in fiscal 2017. In light of the upcoming administration change in the US government in January 2017, Richard noted that changes will be made within the SEC as well. "I think there would be a dramatic change in the direction of the commission right off the bat," he said, adding, "I would imagine the new president putting a very strong stamp on the commission." ("SEC To Continue Focus on Managers, Private Funds," August 22, 2016)

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