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Recent Publicity Concerning Proprietary Trading: Potential Regulatory Responses

Speaking Engagement | April 28, 2014

Lance Zinman, global co-chair of the Financial Services practice, will moderate the panel discussion "Recent Publicity Concerning Proprietary Trading: Potential Regulatory Responses" at 3:30 p.m. on Monday, April 28. Katten partners Janet Angstadt, Christian Kemnitz and Scott Resnik will be joined by special counsel Gary DeWaal to address the following futures and securities topics:

  • allegations of unfair advantages for low-latency trading strategies;
  • what is next for payment for order flow, maker/taker pricing and Regulation NMS;
  • newswire practices;
  • dark pools;
  • SEC, FINRA and CFTC enforcement update;
  • US Department of Justice and New York Attorney General investigations; and
  • regulatory and market structure implications.
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