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Preventing Market Abuse: Lessons From Tipper X, a Former Insider Trader

Presented by ACA Compliance (Europe) Limited
Speaking Engagement | November 14, 2018

Financial Services partner Neil Robson will serve as a panelist at the "Preventing Market Abuse: Lessons From Tipper X, a Former Insider Trader" program on Wednesday, November 14 at 6:15 p.m. This event will explore managing insider trading and conduct risks, what constitutes ethical behavior, and the dangers of crossing regulatory red lines. The panel will focus on how to build an effective compliance program to combat market abuse, including the use of targeted surveillance.

For more information on the "Preventing Market Abuse: Lessons From Tipper X, a Former Insider Trader" event, click here.

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Aquavit London
St James's Market
1 Carlton Street
London

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