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Pitfalls in a Shifting Landscape: Trade Practice Issues for Futures and Securities

Seminar | December 3, 2013

Financial Services partners Arthur Hahn, Lance Zinman, Lisa Dunsky, Chris Kemnitz and Janet Angstadt will present the panel discussion “Pitfalls in a Shifting Landscape: Trade Practice Issues for Futures and Securities” at 4:00 p.m. on Tuesday, December 3. The session will address issues related to the following topics:

  • Disruptive trading and manipulation;
  • Exchanges for related positions (EFRPs) and block trades;
  • Wash trades and inadvertent self-matches;
  • New EU requirements for HFT firms; and
  • CFTC position limits update.
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