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Enforcement and Examination Priorities of Options Regulators

Presented by Katten Muchin Rosenman LLP
Event | October 1, 2013

Katten will present “Enforcement and Examination Priorities of Options Regulators” at 4:45 p.m. on Tuesday, October 1.

Partners Janet Angstadt, David Goldberg and James Van De Graaff will discuss the Market Access Rule, Regulation SHO, registration issues, and the market making obligations and supervisory responsibilities of options regulators.

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Katten Muchin Rosenman LLP
575 Madison Avenue
New York

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