Three Katten Financial Markets and Funds partners will participate in the ABA Derivatives and Futures Law Committee Virtual Winter Meeting 2022 on Thursday, January 27. At 9:25 a.m. (ET), Carl Kennedy will give opening remarks, serving as day chair for the event. At 10:45 a.m. (ET), Carolyn Jackson will chair the "Swap Dealers and Security-Based Swap Dealers" panel discussion, with topics including:

  • Identification of Principals, General APs and Effecting APs — How Should an SBSD Draw the Line?
  • Dual-Hatted Employees
  • Partial Use of SEC Reporting Relief
  • Areas of CFTC and SEC Divergence and Implications
  • The Latest From ISDA
  • Follow Up on Registration

At 2:30 p.m. (ET), Dan Davis will serve as a panelist in the "Developments in Retail Markets" discussion on how 2021 as "the year of the retail investor" has impacted the derivatives and futures markets, with topics including:

  • Retail-Focused Exchanges/Clearinghouses
  • New Products, Including Event Contracts, Cryptocurrency Contracts, Gaming Contracts
  • The Potential Impact of Social Media
Related Professionals
Related Practices
Related Offices
Recent and Upcoming Events