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Corporate and Financial Weekly Digest - Volume II, Issue 47

Newsletter | December 20, 2007

In this issue of CFWD we discuss:

  • SEC Proposes Amendments to Form S-11
  • SEC Publishes Two Final Rules
  • Proposed Rule Change Eliminating the Class Gate
  • Elimination of Options Specialists’ Agency Responsibilities and Establishment of Amex Book Clerks
  • Proposed Amex Rule Change Relating to Actions of Book Clerks
  • NYSE Amends Rule 98 Guidelines
  • Changes to Options Linkage Plan “Turn-Around” Times
  • SEC Approves Delta Hedging Exemption Rule Change Pertaining to Permitted Class of Entities
  • NYSE Rule Pertaining to Events of Extreme Market Volatility
  • Federal Reserve Revises Home Mortgage Rules
  • FSA Fines Norwich Union Life for Exposing Customers to Fraud
  • UK and Italian Regulators Sign Cooperation Agreement
  • Arbitrability of False Endorsement Claims to be Determined by Arbitrator
  • Shareholder Could Not Maintain Lawsuit Against Other Shareholders
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