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Corporate and Financial Weekly Digest - Volume II, Issue 30

Newsletter | August 3, 2007

In this issue of CFWD we discuss:

- Members of Advisory Committee on Improvements to Financial
  Reporting Announced
- FINRA Incorporates NYSE Rules in Connection with
  Regulatory Consolidation
- NYSE Creates Exemption from Rule 97 in Connection with
  Regulation NMS
- CBOE Extends Pilot Components of AIM
- 2006 Small Business,Small Farm and Community Development
  Lending Data Released 
- Agencies Implement New Interlocks Rule
- FSA Publishes Further Listing Guidelines 
- FSA Publishes Its Transaction Reporting User Pack
- FSA Confirms Position on Soft Commissions
- FSA Issues New Enforcement Rule Book
- Securities Fraud Claims Asserted by Foreign Purchasers’
  Dismissed
- Securities Fraud Claims Dismissed Because Defendant
  Had No Duty to Disclose
- CFTC Announces Hearing to Examine Trading on Exchanges
  and ECMs

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