Skip to Main Content

Corporate and Financial Weekly Digest - Volume II, Issue 22

Newsletter | June 1, 2007

In this issue of CFWD we discuss:

- HP Settlement Provides Guidance on Form 8-K
  Reporting of Director Resignations
- SEC Adopts Final Rules Implementing Credit
  Agency Reform Act of 2006
- NASD Proposes Changes to Order Audit Trail System
- NASD Proposes New Rule Regarding Designated
  Contact Information
- NSX to Require Annual Certification of Compliance
  Policies
- SEC Extends Phlx Directed Order Pilot Program
- Phlx Shortens Exposure Period for Marketable Customer
  Limit Orders
- NYSE Proposes Changes to Rule 92
- No-Action Letter Issued on Status of Mezzanine
  Loans Under Investment Company Act
- Federal Reserve Announces Amendments to
  Regulation O
- Federal Reserve Sets Date for Hearing on Subprime
  Loans
- New Rules Continue Move to Principles-Based
  Regulation    
- CESR Publishes Final Guidance on Implementation
  of MiFID
- Securities Fraud Claim for Failure to Plead
  Loss Causation Dismissed
- Circuit Court Affirms Refusal to Enforce
  International Arbitration Award
- No-Action Relief for SGX-DT U.S. Dollar Denominated
  Futures Contract
- Changes to NFA Registration Rules 203
  and 214 Proposed
- NFA Proposes Changes to Fees Related
  to Forex Dealers 

Katten Websites   Careers  |  Alumni  |  Mobile Site
Contact Us   Offices  |  Media Center  |  People  |  Email
Legal Notices   Disclaimer  |  Privacy Notice  |  Cookie Notice  |  United Kingdom Notices  | Accessibility 
Attorney Advertisting. © 2019 Katten Muchin Rosenman LLP