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Corporate and Financial Weekly Digest - Volume II, Issue 18

Newsletter | May 4, 2007

In this issue of CFWD we discuss:

- Foreign Private Issuers Plan to Abandon U.S. Listings
- SEC Exempts Wrap Fee Managed Accounts from Confirmation Rule
- NASDAQ Proposes Rules for Trading Rule 144A Securities
- NASDAQ Proposes Rules for Trading on the NASDAQ Option Market
- OTS Requests Comment on Proposals Related to Supervision of SLHCs
- National Audit Office Reports on FSA Performance
- Court Holds That LLC Membership Interests Are Not Securities
- Court Rejects Motion to Lift Stay of Discovery
- No-Action Relief from Introducing Broker Registration

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