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Corporate and Financial Weekly Digest - Volume I, Issue 9

Newsletter | March 3, 2006

In this issue of CFWD we discuss:

- Final Report of the Advisory Committee on Smaller Public Companies
- SEC Warns About “Paid Autosurf” Scams
- Cox Scolds SEC Staff for Subpoenas Issued to Journalists
- Kevin M. Warsh Newest Member of Board of Governors
- Banking Agencies Issue Final Community Reinvestment Guidance
- NASD Proposes Principal Review of Retail Correspondence
- SEC Approves NYSE Rule Changes to Effect Merger with Archipelago
- SEC Approves CBOE’s Automated Improvement Mechanism
- IRS Takes Action - Report Determines Nearly 75% of Not for Profits are Violating Tax Code Prohibitions Concerning Political Activity
- Executive Liable for Nondisclosure of Participation in Stock Spinning Scheme
- Setting of Identical Prices for Different Brands Sold by Joint Venture not Per Se Illegal
- NFA Proposes Increased Capital, Report Filing and Affirmative Disclosure Requirements
- CFTC Approves FDICIA Multilateral Clearing Organization

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