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Corporate and Financial Weekly Digest - Volume I, Issue 8

Newsletter | February 24, 2006

In this issue of CFWD we discuss:

- Commission and PCAOB Announce Internal Control Roundtable
- Lawsuit Challenges Constitutionality of PCAOB
- OTS Announces Record Year for Thrift Industry
- Federal Financial Regulatory Agencies Extend Comment Period on Nontraditional Mortgage Products
- Banking Agencies Issue Final Rule on Securities Borrowing Transactions
- NYSE Reminds Member Firms to Report Internal Investigations
- NYSE Files Business Entertainment Rule Proposal
- NASD Proposes Filing of Rule 15c2-11 Information
- Arbitrability of Securities Claim can be Determined by Arbitrator
- Forum Selection Clause is Enforceable Even if Contract is Void
- CFTC Amends Rules to Require Electronic Filing of Commodity Pool Annual Reports
- CFTC Issues Annual Guidance Letter to Registered CPOs

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