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Corporate and Financial Weekly Digest - Volume I, Issue 48

Newsletter | December 21, 2006

In this issue of CFWD we discuss:

- SEC Further Extends Section 404 Compliance Deadline for
  Smaller Companies
- PCAOB Proposes Revised Auditing Standard on Internal
  Controls over Financial Reporting
- Proposed Amendments to Regulation SHO and Rule 10a-1
- Fed and SEC Propose Rules to Implement Broker Exceptions
  for Banks under the Gramm-Leach-Bliley Act of 1999
- Elimination of Annual Report on Indebtedness of Executive
  Officers and Principal Shareholders to Correspondent Banks
- SAR Revised to Support Joint Filing and Reduce Duplicate SARs
- HM Treasury and FSA Publish Simplification Plans for Better
- Implementation of Companies Act 2006
- FSA Reviews Inside Information Controls
- Circuit Court Finds Exclusive Distributorship Agreement
  Does Not Illegally Harm Competition
- Pension Fund Alleging Largest Total Loss, Not Percentage Loss,
  Appointed Lead Plaintiff
- NFA BASIC System to Report CTA and CPO Exemption Information

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