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Corporate and Financial Weekly Digest - Volume I, Issue 40

Newsletter | October 20, 2006

In this issue of CFWD we discuss:

- SEC Amends Tender Offer Best-Price Rules to Benefit Investors
- Comptroller Dugan Addresses ABA; Warns Bankers
- Office of Thrift Supervision Updates Guides for Directors
- NYSE Redefines “Crowd”
- SEC Approves Expanded OATS Requirements
- Bank of England Acknowledges Hedge Funds’ Positive Contribution to Financial Stability
- FSA Consultation on Proposed Changes to the Listing and Prospectus Rules
- FSA Issues Update on MiFID Implementation
- Certifications Pursuant to Sarbanes-Oxley Act Insufficient to Prove Intent to Defraud
- Court Dismisses Antitrust Claim for Lack of Specific Personal Jurisdiction
- CFTC Proposes to Amend Rules Relating to Filing of Regulatory Exemption Notices for
  CPOs and CTAs
- CFTC Proposes to Prospectively Supersede Advisory Regarding Disclosure,
  Recordkeeping and Reporting Exemptions for Offshore Commodity Pools
- CFTC Enters into Regulatory Cooperation Arrangement with Forwards Market Commission
  of India

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