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Corporate and Financial Weekly Digest - Volume I, Issue 4

Newsletter | January 27, 2006

In this issue of CFWD we discuss:

- Majority Vote for Directors - Recent Developments
- FinCEN and Federal Banking Agencies Issue Guidance on Suspicious Activity Reports
- Supreme Court Holds for National Banks in Closely Watched Venue Decision
- NASD Proposes and NYSE Announces Intent to Propose Rule on Entertainment
- NASD Joins Other SROs in Proposing Rules Against Tape Shredding
- NYSE Proposes Cross-margining for Index Options, Options and Securities Futures
- SIA Favors a Single Industry SRO  
- Expiration of Call Options Not a Purchase Under Section 16(b)
- Price Fixing Claim Sufficiently Detailed to Avoid Dismissal
- Financial Crimes Enforcement Network Confirms that Securities Broker-Dealers, Futures Commission Merchants, and Commodities Introducing Brokers May Share Suspicious Activity Reports with Parent Entities
- FIA and NFA Respond to CFTC’s Request for Comments Regarding Self-Regulation