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Corporate and Financial Weekly Digest - Volume I, Issue 39

Newsletter | October 13, 2006

In this issue of CFWD we discuss:

- SEC Announces Agenda for Open Meetings
- SEC Approves Amendments to NASD Best Execution Rule and NASD Issues Related
  Interpretive Material
- ISE Adopts Exchange Fees for the ISE Stock Exchange
- NYSE Proposes Change to Rule 19 Related to Locking or Crossing Protected Quotations in
  NMS Securities
- Court Denies Injunction Requiring Defendant to Resume Supplying Products to Plaintiffs
- Plaintiff Sufficiently Alleged Fraudulent Misrepresentation under PSLRA and Fed. R. Civ. P. 9(b).
- FIA Moves for Leave to File Amicus Brief in Support of Petition for Rehearing En Banc in Klein
  & Co. v. NYBOT
- CFTC Issues No-Action Letter to Taiwan Futures Exchange

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