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Corporate and Financial Weekly Digest - Volume I, Issue 15

Newsletter | April 14, 2006

In this issue of CFWD we discuss:

- SEC Issues Policy Statement on Subpoenas to Members of News Media
- News Corporation Agrees to Put Poison-Pill to Stockholder Vote
- NASD Proposes Rule Governing Fairness Opinions
- No-Action Letter Allows Certain Mass Mailings of Adviser Promotional Materials
- NYSE Stresses Importance of Accurate FOCUS Reports
- Participation in Sham Transactions does not Support Direct Liability under Section 10(b)
- Insufficient Disclosure to Professionals Negates Defense of Reliance on their Advice

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