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Corporate and Financial Weekly Digest - Volume I, Issue 13

Newsletter | March 31, 2006

In this issue of CFWD we discuss:

- SEC Announces 17 Companies Have Joined Its Interactive Data Pilot Program
- Report Issued on Improving Financial Privacy Notices for Consumers
- NSCC Adopts Buy-in Procedures for Non-CNS Fails
- NYSE Issues Guidance on Reporting Violations
- NYSE Guidance on Marketing Market Indexed/Linked Certificates of Deposit
- NASD Proposes to Extend Manning Rule to Non-Market Makers
- FSA Will Permit Funds of Hedge Funds to be Marketed to Retail Investors
- FSA Sets Out Its Regulatory Priorities for the Asset Management Sector
- Per Se Rule Applies to Vertical Minimum Price-Fixing Agreements
- Complaint Failed to Allege that Defendant Breached a Legal Obligation
- FinCEN Extends Effective Date of Rules Requiring Enhanced Due Diligence for Foreign Correspondent Accounts

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