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Compliance and Legal Society Chicago Breakfast

Presented by SIFMA
Speaking Engagement | September 25, 2015

Christian Kemnitz, co-head of the firm's Financial Services Litigation practice, will serve as a panelist for "Hot Topics for the Securities Industry," a session at 9:55 a.m. (CT) during the Compliance and Legal Society Chicago Breakfast on Friday, September 25. Topics to be discussed include the following:

  • Securities enforcement and recent examination issues
  • Managing for the senior investor
  • DOL fiduciary or best interest standard
  • Cybersecurity
  • Complex products
  • CCOs in the crosshairs

Additional information can be found here.

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Chicago Board Options Exchange
400 South LaSalle Street
Chicago, Illinois

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