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Cathy Yoon Comments on SEC/FINRA Joint Statement on Digital Asset Securities

Firm News | July 10, 2019

Financial Services special counsel Cathy Yoon spoke with Law360 regarding the SEC and FINRA's statement on custody and recordkeeping of digital asset securities. It noted that existing regulatory requirements pose a challenge for broker-dealers. Cathy suggested that guidance on those issues will take time. She stated, "What is clear from this statement is that we are no closer to clarity when it comes to custody of digital assets and that rather than providing clarity or new rulemaking, the Staffs are still in discussing mode." ("Digital Asset Custody Remains A Concern For Regulators," July 8, 2019)

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