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Bridging the Week, Providing Insight on SEC Quantitative Trading Models Regulation and CFTC Guidance on Cross-Border Swaps and the Meanings of "Or" and "Actual Delivery"

Newsletter | September 10, 2018

To read this week's Bridging the Week, click here.

  • Three Affiliated Investment Advisers and a Related Broker-Dealer Agree to Penalties of Almost US $100 Million for Using and Promoting Defective and Untested Quantitative Trading Models
  • CFTC Chairman Proposes to Reform Cross-Border Swaps Rules Guidance
  • CFTC Tells Appeals Court That California District Court's Legal Rationale to Dismiss Complaint Against Precious Metal Dealer Was "Deeply Flawed"
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