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- Three Affiliated Investment Advisers and a Related Broker-Dealer Agree to Penalties of Almost US $100 Million for Using and Promoting Defective and Untested Quantitative Trading Models
- CFTC Chairman Proposes to Reform Cross-Border Swaps Rules Guidance
- CFTC Tells Appeals Court That California District Court's Legal Rationale to Dismiss Complaint Against Precious Metal Dealer Was "Deeply Flawed"