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Bridging the Week, Featuring Topics on Whistleblowers; AML Staffing; Unlicensed Crypto Exchange; FCA-CFTC FinTech Cooperation

Newsletter | February 26, 2018

To read this week's Bridging the Week, click here.

  • Supreme Court Narrows Key Whistleblowing Protection
  • Bank Sanctioned US $613 Million for Capping Number of Suspicious Activity Reports
  • SEC Sues Bitcoin-Denominated Trading Platform for Operating an Unlicensed Securities Exchange; Principal Criminally Charged
  • CFTC and UK FCA Agree to Cooperate in Supporting Innovative FinTech Businesses
  • HK SFC Fines Brokerage Company HK $4.5 Million for Order Routing System Breakdown; UK FCA Publishes Observations on Best Practices in Algorithmic Trading
  • ICE Futures US Sanctions Trader US $100,000 for Alleged Spoofing Offense
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