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Bridging the Week, Featuring Topics on Trade Reporting; Front-Running; More Regulatory Improvements; DLT Space Among Enforcement Priorities

Newsletter | October 30, 2017

To read this week's Bridging the Week, click here.

  • UK-Based Subsidiary of US Bank Fined UK £34.5 Million for Not Reporting Certain Derivatives Transactions as Required
  • Jury Finds Former Bank Executive Guilty of Front-Running Client in 2011 $3.5 Billion Currency Trades
  • US Treasury Recommends Regulatory Improvements to Enhance Asset Management Industry
  • A New Co-Director of the SEC's Division of Enforcement Provides Insight into Priorities; Distributed Ledger Space Within Focus
  • CME Group Exchanges Resolve Disciplinary Actions Alleging Wash Trades and Disruptive Practices
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