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Bridging the Week, Featuring Topics on Trade Practices, Digital Currencies and Distributed Ledger Technology, Spoofing, Investment Advisers

Newsletter | September 17, 2017

To read this week's Bridging the Week, click here.

  • SEC Begins Proactively Suggesting Some Promoters Halt ICOs; the UK Financial Conduct Authority Joins Worldwide Regulators Saying that Digital Tokens Issued as Part of ICOs May Be Securities
  • Spoofing Case Filed in Connecticut Against Overseas-Based Precious Metals Trader
  • SEC OCIE Advises on Common Advertising Compliance Issues Identified During Investment Adviser Reviews
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