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Bridging the Week, Featuring Topics on Spoofing; Supervision; De Minimis Threshold; Automated Trading System Gone Bad

Newsletter | October 16, 2017

To read this week's Bridging the Week, click here.

  • Proprietary Trading Firm Charged by CFTC With Spoofing Based Solely on the Alleged Wrongful Trading of One Employee
  • CFTC Chairman Proposes to Again Postpone Final Action on Swap De Minimis Threshold; Suggests CFTC and SEC Already Working to Address Some Overlapping Rules
  • ICE Futures U.S. Sanctions Proprietary Trading Firm for Failure to Supervise for Malfunctioning Automated Trading System
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