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Bridging the Week, Featuring Topics on Spoofing, Disaggregation, Cybersecurity, Cooperation

Newsletter | August 14, 2017

To read this week's Bridging the Week, click here.

  • Trader's Spoofing Conviction and Sentence Upheld by Federal Appeals Court
  • CFTC Suspends Advance Notice Filing Requirement to Perfect Disaggregation Relief for Position Limit Calculation Purposes
  • SEC Watchdog Finds Cybersecurity Policies Better But Not Always Enforced
  • Foreign-Based Bank Settles CFTC Charge of Spoofing for US $600,000 Fine
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