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Bridging the Week, Featuring Topics on Self-Certification; NY BitLicense; Texas C&D; Trading Adverse to Employer

Newsletter | January 8, 2018

To read this week's Bridging the Week, click here.

  • CFTC Issues Explanation of Its Oversight and Approach to Virtual Currency Markets; Texas Securities Board Enjoins Initial Coin Offering
  • CME Sanctions Nonmember for Trading Adverse to Employer and Multiple Persons for Disruptive Trading
  • FINRA Fines One Broker-Dealer US $2 Million for Flawed Email Review System, and Another Broker-Dealer US $2.8 Million for Inadequate Segregation of Customer Securities
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