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Bridging the Week, Featuring Topics on Registered Investment Funds and Cryptocurrencies, Bitcoin Investment Schemes and Reg SHO

Newsletter | January 22, 2018

To read this week's Bridging the Week, click here.

  • SEC Not Feeling Groovy About Cryptocurrencies – Tells Registered Investment Funds: Slow Down, You Move Too Fast
  • CFTC Files Two Enforcement Actions Charging Fraud in Connection With Cryptocurrencies Sale Schemes
  • Broker-Dealer Agrees to Pay US $1.25 Million to SEC to Resolve Alleged Reg SHO Violations
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