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Bridging the Week, Featuring Topics on Fraud v. Fraud-Based Manipulation, Litigation Holds, Gifts and Entertainment, ATSs, Customer Funds' Investments

Newsletter | July 23, 2018

To read this week's Bridging the Week, click here.

  • Federal Court in Brooklyn Rejects Application of California Decision as Basis to Dismiss Pending CFTC Cryptocurrency Fraud Suit
  • Broker-Dealer Fined US $1.25 Million for Inadvertently Deleting Audio Tapes Subject to SEC Request and for Not Keeping Accurate Records of Salespersons' Expenses
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