Skip to Main Content

Bridging the Week, Featuring Topics on Fraud v. Fraud-Based Manipulation, Litigation Holds, Gifts and Entertainment, ATSs, Customer Funds' Investments

Newsletter | July 23, 2018

To read this week's Bridging the Week, click here.

  • Federal Court in Brooklyn Rejects Application of California Decision as Basis to Dismiss Pending CFTC Cryptocurrency Fraud Suit
  • Broker-Dealer Fined US $1.25 Million for Inadvertently Deleting Audio Tapes Subject to SEC Request and for Not Keeping Accurate Records of Salespersons' Expenses
Katten Websites   Careers  |  Alumni  |  Mobile Site
Contact Us   Offices  |  Media Center  |  People  |  Email
Legal Notices   Disclaimer  |  Privacy Notice  |  Cookie Notice  |  United Kingdom Notices  | Accessibility 
Attorney Advertisting. © 2019 Katten Muchin Rosenman LLP