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Bridging the Week, Featuring Topics on Disruptive Trading, Fraud, China Developments, Books and Records

Newsletter | September 10, 2017

To read this week's Bridging the Week, click here.

  • Retail Metals Dealer and Principals Sued by CFTC for Illegal Transactions and Fraud
  • Federal Court Rules Layering Can Be Market Manipulation
  • Two Firms Settle With CME Group Exchanges for Not Supervising Employees Who Allegedly Engaged in Disruptive Trading Practices
  • China Bans ICOs While HK SFC Joins Regulator Procession Warning Digital Tokens in ICOs May Be Securities
  • Bank and Broker-Dealer Affiliates Settle SEC Charges of Secret Mark-Ups and Not Disclosing Material Information About Trading Platform
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