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Bridging the Week, Featuring Topics on Compliance, High Frequency Trading, Disruptive Trading and Fraud

Newsletter | October 2, 2017

To read this week's Bridging the Week, click here.

  • Two Commodity Pool Operators Charged by CFTC With Failure to Supervise
  • SEC Files Lawsuit Against Companies and Backer for Purportedly Fake Initial Coin Offerings
  • New Math: Come Forward + Come Clean + Remediate = Substantial Settlement Benefits Says CFTC Enforcement Chief
  • CME Group Resolves Two Disciplinary Actions Alleging Market Disruption
  • SEC Chairman Explains EDGAR Cyber Attack to Senate Committee; Says CAT Rollout Will Not Be Delayed
  • CFTC's Market Oversight Division Grants Ownership and Control Relief to Brokers and Traders
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