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Bridging the Week, Featuring Topics on CCOs, Annual Compliance Report, Bitcoin Futures ETPs, Reg SHO: Virtual Currency

Newsletter | August 27, 2018

To read this week's Bridging the Week, click here.

  • CFTC Amends Rules to Simplify CCO Duties and Annual Report Obligations of FCMs, SDs and MSPs
  • SEC Declines to Approve Two Exchanges' Rules Authorizing Nine Bitcoin Futures ETPs
  • FINRA Fines Broker-Dealer US $5.5 Million for Purported Reg SHO Errors and Supervisory Lapses
  • Federal Court Enters Final Judgment Against Alleged Virtual Currency Fraudster; Confirms CFTC Authority to Bring Enforcement Action
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