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Bridging the Week, Featuring Topics on Attempted Manipulation, Curious About Digital Assets, Whistleblowing, SARs, Obstruction

Newsletter | July 16, 2018

To read this week's Bridging the Week, click here.

  • Commodity Merchandising Firm Agrees to Pay US $6.55 Million in Fines to CFTC and CBOT for Attempted Manipulation of Wheat Futures
  • FINRA Asks Members to Volunteer Information Regarding Crypto-Asset Activity
  • Whistleblower Receives US $30 Million Payment From CFTC – Largest Award to Date; SEC Proposed Updates to Its Whistleblower Rules
  • SEC Resolves a Sundry of Enforcement Actions Alleging Failure to File SARs, Failure to Supervise Brokers Who Defrauded Customers, and Inappropriate Commission Splitting
  • Commodity Pool Operator Charged With Fraud in CFTC and Criminal Actions; Also Charged Criminally With Attempting to Obstruct CFTC Investigation
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