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Bridging the Week, Featuring Articles on the Continued "Tokens as Securities" Debate, Swap Dealer Misleading Information and Market Abuse

Newsletter | August 12, 2019

To read this week's Bridging the Week, click here.

  • Canada-Based Social Media Company Kicks Back at SEC for Enforcement Action Alleging Digital Token Sale Constituted Unlawful US Securities Offering
  • Swap Dealer Sanctioned $2.5 Million by NFA for Providing Customer Misleading Information Regarding Forward Contract Pricing
  • Brokerage Company Fined by LME for Failure to Maintain Adequate Risk Management Systems That Did Not Detect Potential Disruptive Trading by Client
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