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Bridging the Week, Featuring Articles on the CFTC Registering a Win in Federal Appellate Court in Dodd-Frank Enforcement Matter

Newsletter | July 29, 2019

To read this week's Bridging the Week, click here.

  • Federal Appeals Court Upholds Expansive CFTC View of Prohibition Against Manipulative or Deceptive Device and Restrictive View of Actual Delivery
  • SEC Corp Fin Says Gaming Digital Token Not Marketed as an Investment is Not a Security
  • Securities Exchanges Sanction Trading Member for Reg MAR Violation Even Though No Problematic Trading
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