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Bridging the Week, Featuring Articles on Recent CFTC Sanctions for Market Manipulation and Insider Trading, and Cryptocurrency Oversight

Newsletter | October 1, 2018

To read this week's Bridging the Week, click here.

  • Trader Fined US $600,000 for Cross-Market Manipulation by CFTC and Two Exchanges While Employees of Grain Firm Sanctioned for Role in Wheat Futures and Options Manipulation Scheme
  • Introducing Broker and Associated Person Charged by CFTC With Insider Trading
  • Second Federal Court Rules That Cryptocurrencies Are Commodities and CFTC Has Anti-Fraud Jurisdiction Over Alleged Wrongdoing
  • Broker-Dealer Resolves SEC Charges That Inadequate Cybersecurity Procedures Led to Cyber Intrusion, Compromising Customer Personal Information
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