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Bridging the Week, Featuring Articles on Mismarking Valuations, Supervisory Failures and New Block Trade Participants

Newsletter | July 22, 2019

To read this week's Bridging the Week, click here.

  • Ex-Portfolio Manager for Commodity Pool Operator and Investment Advisor Charged by CFTC and SEC for Mismarking Swaps for Bigger Bonus
  • Improper Bunched Orders and Unauthorized Trading Prompt CFTC Enforcement Action Against Introducing Broker and Two Futures Brokers
  • ICE Futures U.S. Proposes to Chip Off the Old Block Trade Eligibility Restrictions
  • Libra Not Free From Attack by Treasury Secretary and Before House Committee on Financial Services
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