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Bridging the Week, Featuring Analysis of the Federal Court's Ruling on ICOs as Securities, and Recent Enforcement Actions by the CFTC, SEC and FINRA on Registration, Reporting and Blue Sheets

Newsletter | September 17, 2018

To read this week's Bridging the Week, click here.

  • Brooklyn Federal Court Rules ICO-Issued Digital Assets Could Be Securities
  • In a Friday Night Hurricane, CFTC Batters 12 Firms and Multiple Individuals for Various Offenses, Including Non-Registration, Faulty Reporting and Recordkeeping Breakdowns
  • SEC and FINRA File Unrelated Enforcement Actions Charging Digital Assets-Related Securities Law Violations
  • Feeling Blue (Sheets): Broker-Dealer Resolves SEC Enforcement Action for Faulty Electronic Regulatory Submissions for US $2.75 Million Fine
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