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  • California Federal Court Refuses to Stop FERC Lawsuit to Uphold the Validity of US $453 Million Penalty for Manipulating Electricity Prices
  • All in the Family Prearranged Trades Result in CME Group Fines; Delivery Line Freshening Transactions Also Result in Sanctions
  • US Company Fined US $7.5 Million by SEC for Hiring Relatives of Chinese Government Officials to Obtain Business
  • Fed Proposes Rule to Reduce Credit Exposure of Large Banking Organizations to Single Counterparty
  • Broker-Dealer Penalized by FINRA for Inadequately Monitoring Registered Representatives' Tax Garnishments That Might Require a Registration Filing Update
  • Introducing Broker Permanently Barred as NFA Member for Solicitation Practices; Principal and Certain APs Also Sanctioned
  • Totally Irrelevant (But Is It): Reflections on the Article, "A Eulogy for the Pit Trader: An Oral History of Chicago's Commodity Futures Pits" by John McDermott
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