To read this week's Bridging the Week, click here.

  • FCM Agrees to Pay US $800,000 Fine to CFTC Because of US $1.1 Million in Erroneous Customer Exchange Fees Charges
  • CFTC Staff Extends Cross-Border Relief for OTC Transactions Arranged in the US
  • Investment Bank Fined US $36.3 Million by Federal Reserve Bank in Response to Its Own Staff's Leakage of Nonpublic Information to Ex-Employee
  • Broker-Dealer to Pay US $1.2 Million to FINRA for Widespread OATS Violations
  • Nonmember Settles CME Group Disciplinary Action for $336,500 in Sanctions and Three-Year Trading Ban for Front-Running Employer Trades
  • Follow-up: Before There Was CME Group's Direct Funding Participant Clearing Membership Proposal There Was Eurex's ISA Direct
  • Follow-up: FinCEN Issues FAQs on Customer Due Diligence Requirements for Financial Institutions
  • In Memoriam: John DeWaal (My Dad)