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  • Jury Convicts Michael Coscia of Commodities Fraud and Spoofing
  • Alleged Criminal Conduct Snares Multiple Ex-Financial Services and Regulator Defendants in New York
  • SEC Enforcement Director Tells CCOs Not to Worry as Another CCO Named in an SEC Enforcement Action
  • CME Group Proposes Changes to Transfer Trade Rules and Issues Position Limit Guidance
  • Claims of Disruptive Trading, EFPs and Position Limit Violations Prompt Sanctions by CME Group
  • SEC Sues Individual for False Tweets to Manipulate Prices of Two Stocks