To read this week's Bridging the Week, click here.

  • Proposed Automated Trading Rule by CFTC Likely to Follow Already Existing Best Practices; SEC Also Contemplating New Measures
  • OCC and FDIC Approve Final Margin Rule for Uncleared Swaps; Other Prudential Regulators Expected to Follow
  • UK FCA's Acting CEO Says Current Intensity of Regulatory Activity Is Not Sustainable
  • CFTC Enforcement Action Introduces New Theory of Spoofing
  • International Bank Sanctioned by Multiple US Regulators for Allegedly Helping Clients Evade US Financial Sanctions
  • FCM Penalized for Allegedly Exceeding Concentration Limits for Investment of Customer Funds in Money Market Products
  • Two Affiliated Advisory Firms Sanctioned for Not Disclosing Change in Fund's Investment Strategy