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Bridging the Week

Newsletter | July 24, 2017

To read this week's Bridging the Week, click here.

  • Broker-Dealer Agrees to Pay $2.5 Million Fine for Not Complying With FINRA Large Options Position Reporting Requirements
  • Two Firms Settle CME Group Exchanges' Charges That They Entered Into Contingent EFRPs
  • Use in US Trial of Testimony Compelled From Two LIBOR Traders in the UK Tanks Their US Conviction for Manipulation; Criminal Charges Dropped Against Two Traders in London Whale-Related Prosecution
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