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Bridging the Week

Newsletter | July 17, 2017

To read this week's Bridging the Week, click here.

  • New SEC Chairman Previews Governing Principles; Stresses Commitment to Working With CFTC
  • CFTC's Division of Market Oversight Initiates Review of Swap Reporting Rules
  • Two More Broker-Dealers Sanctioned by FINRA for Recordkeeping Violations
  • Researching How SEC Detects Unusual Trading Does Not Help Alleged Insider Trader Avoid Criminal and Civil Government Prosecution
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