To read this week's Bridging the Week, click here.
- Diamonds May Be Forever, but US Supreme Court Rules SEC Ability To Seek Disgorgement Limited to Five Years
- SEC to Broker-Dealer in Enforcement Action: Include Basis for Suspicions in Suspicious Activity Reports
- CME Clearing Member Settles Charges for Allegedly Not Retaining Required Audit Trail of Direct Access Client
- Two CBOT Members Settle Charges Related to Purported Position Limit Violations